COMMONWEALTH OF
KENTUCKY
FRANKLIN CIRCUIT
COURT
DIVISION I
CIVIL ACTION
NO. 14-CI-1508
Geoffrey M. Young PLAINTIFF
vs.
AMENDED COMPLAINT RE KRS 118.405
Alison Lundergan Grimes
DEFENDANT
***** ***** *****
***** *****
Plaintiff, Geoffrey
M. Young, pro se, submits this Amended Complaint and
respectfully asks the Court to require Defendant to file a responsive
pleading and not another CR 12.02 motion to dismiss.
I. Nature of Action
1. This is a civil
action for declaratory and injunctive relief relating to the question
of whether the Plaintiff shall be allowed to cast two votes on the
same ballot for a candidate who is running for more than one elected
office if at least one of the offices is an elected federal office.
Current state law specifies that the name
of any given candidate shall appear on the ballot but once, with an
exception for the filling of a vacancy [KRS 118.405], but Plaintiff
holds that Articles I and II of the US Constitution preempt that
provision of state law as applied to federal elected offices.
2. This Amended Complaint supersedes and replaces, in its entirety,
Plaintiff's original Complaint filed on 12/18/14.
II. The
parties
3. Geoffrey M.
Young is a citizen of the Commonwealth of Kentucky, a registered
Democrat, a member of the Kentucky Democratic Party, and a bona fide
Democratic candidate for Governor in 2015.
4. Alison Lundergan
Grimes is sued in her official capacity as Secretary of State and
Chief Election Official of the Commonwealth of Kentucky. She serves
as the filing official for all candidates seeking an office to be
voted for by the electors of more than one county, members of
Congress, members of the General Assembly and of the Court of
Justice. She sometimes opines for the benefit of reporters on
questions such as whether KRS 118.405 is constitutional and threatens
to sue potential candidates who disagree with her, for example,
Senator Rand Paul (R-KY). Sen. Paul wants to run for re-election to
the U.S. Senate and for President in 2016. [Numerous news reports]
III.
Jurisdiction and standing
5. Jurisdiction is
proper pursuant to KRS 418.040 and Section 112 of the Kentucky
Constitution. The controversy is clearly a live one.
6. Plaintiff wants
to vote for Rand Paul for re-election to the U.S. Senate and for
President on the same Kentucky ballot on November 8, 2016, but KRS
118.405 and Defendant Grimes are preventing him from doing so. These
facts establish Plaintiff's standing to sue to resolve the current
controversy.
IV. Factual
allegations and Constitutional argument
7. The statute that
Plaintiff alleges to be unconstitutional reads as follows:
KRS 118.405 Name of candidate to appear on ballot but once --
Exceptions for filling of vacancy.
No candidate's name shall appear on any voting machine or absentee
ballot more than once, except that a candidate's name may appear
twice if he is a candidate for a primary or a regular election and
also a candidate to fill a vacancy in the same office required to be
filled at a special election, when the special election to fill a
vacancy is scheduled for the regular election day.
8. On March 18,
2014, the Kentucky Senate passed Senate Bill (SB) 205 by a vote of 25
to 13 with a committee substitute. If the bill had also been passed
by the House and signed into law by the Governor, it would have
removed the prohibition in KRS 118.405 from any candidate for the
office of President or Vice President of the United States of America
who is also a candidate for another elective office during the same
primary or regular election. Pursuant to SB 205, if the candidate
were to be elected to the office of President or Vice President of
the United States of America, such election would void the
candidate's election to any other office and such other office would
be treated as vacant. There are other legislative fixes that have
been proposed that would accomplish approximately the same objective.
SB 205 (2014), however, is not the law in Kentucky, and
KRS 118.405 remains in effect as cited above. Given the makeup of the
Kentucky House and Senate and the partisan positions that have been
staked out by Defendant Grimes and other influential members of
Kentucky's Democratic and Republican Parties, it is unlikely that
legislation like SB 205 (2014) will pass any time soon; thus the
urgent need for this lawsuit.
9. To Plaintiff's
knowledge, no legislator even bothered to refile a bill identical or
similar to SB 205 in the 2015 short session of the General Assembly.
The wall of hostility erected by the Democratic House leadership and
Defendant Alison Grimes in 2014 in opposition to SB 205 or anything
like it must have convinced the Republican Caucus that amending KRS
118.405 through legislative action wasn't even worth trying again in
2015. Instead, the Rand Paul for President (and Senate) campaign has
actively started to explore other, less satisfactory work-arounds
such as a 2016 Kentucky GOP Presidential Caucus in Kentucky rather
than the normal 2016 Presidential primary. [Numerous news reports]
All of this proves not that the controversy is speculative, distant,
or hypothetical, but that the controversy couldn't be more live.
10. Citizens of
other states currently have the constitutional right to vote for the
same candidate for a Federal office and another office using the same
ballot. In 2008, Democrat Joe Biden ran for reelection to the US
Senate from Delaware and Vice President on the same ballot, and
Republican Paul Ryan ran for reelection to the US House of
Representatives from Wisconsin as well as Vice President in 2012 on
the same ballot. To the extent that KRS 118.405 prevents Plaintiff
from exercising the same degree of liberty enjoyed by citizens of
other states to prefer the same candidate over all his opponents for
two different offices on the same ballot, the statute and Defendant
Grimes treat Plaintiff like a second-class American citizen.
11. Candidates who
are Kentucky citizens are also being discriminated against by the
imposition of additional ballot restrictions beyond those enumerated
in Articles I and II of the US Constitution. In 1995, in U.S. Term
Limits v. Thornton, (93-1456), 514 U.S. 779 (1995), the US
Supreme Court ruled that states could not restrict federal offices
through state constitutions or state statutes. That decision is the
law of the land in Kentucky and all other states.
The following key
points, delivered by Justice Stevens for the majority, are
particularly pertinent to the instant controversy:
a) Such a state imposed restriction is contrary to the "fundamental
principle of our representative democracy," embodied in the
Constitution, that "the people should choose whom they please to
govern them." Powell v. McCormack, 395 U.S. 486,
547 (1969) (internal quotation marks omitted). Allowing
individual States to adopt their own qualifications for congressional
service would be inconsistent with the Framers' vision of a uniform
National Legislature representing the people of the United States. If
the qualifications set forth in the text of the Constitution are to
be changed, that text must be amended. Id.
b) As
this elaborate summary reveals, our historical analysis in Powell
was
both detailed and persuasive. We thus conclude now, as we did in
Powell,
that history shows that, with respect to Congress, the Framers
intended the Constitution to establish fixed qualifications. Id.
c)
Second, we recognized the critical postulate that sovereignty is
vested in the people, and that sovereignty confers on the people the
right to choose freely their representatives to the National
Government. For example, we noted that "Robert Livingston . . .
endorsed this same fundamental principle: 'The people are the best
judges who ought to represent them. To dictate and control them, to
tell them whom they shall not elect, is to abridge their natural
rights.' " 395 U.S., at 541, n. 76, quoting 2 Elliot's Debates
292-293. Id.
d)
Petitioners argue that the Constitution contains no express
prohibition against state added qualifications, and that Amendment 73
is therefore an appropriate exercise of a State's reserved power to
place additional restrictions on the choices that its own voters may
make. We disagree for two independent reasons. First, we conclude
that the power to add qualifications is not within the "original
powers" of the States, and thus is not reserved to the States by
the Tenth Amendment. Second,
even if States possessed some original power in this area, we
conclude that the Framers intended the Constitution to be the
exclusive source of qualifications for members of Congress, and that
the Framers thereby "divested" States of any power to add
qualifications. Id.
e)
We
believe that the Constitution reflects the Framers' general agreement
with the approach later articulated by Justice Story. For example,
Art. I, §5, cl. 1 provides: "Each House shall be the Judge of
the Elections, Returns and Qualifications of its own Members."
The text of the Constitution thus gives the representatives of all
the people the final say in judging the qualifications of the
representatives of any one State.
Id.
f)
In short, as the Framers recognized, electing representatives to the
National Legislature was a new right, arising from the Constitution
itself. The Tenth Amendment thus provides no basis for concluding
that the States possess reserved power to add qualifications to those
that are fixed in the Constitution. Instead, any state power to set
the qualifications for membership in Congress must derive not from
the reserved powers of state sovereignty, but rather from the
delegated powers of national sovereignty. In the absence of any
constitutional delegation to the States of power to add
qualifications to those enumerated in the Constitution, such a power
does not exist. Id.
g)
The dissent nevertheless contends that the Framers' distrust of the
States with respect to elections does not preclude the people of the
States from adopting eligibility requirements to help narrow their
own choices. See post,
at 47-48. As the dissent concedes, post,
at 53, however, the Framers were unquestionably concerned that the
States would simply not hold elections for federal officers, and
therefore the Framers gave Congress the power to "make or alter"
state election regulations. Yet under the dissent's approach, the
States could achieve exactly the same result by simply setting
qualifications for federal office sufficiently high that no one could
meet those qualifications. In our view, it is inconceivable that the
Framers would provide a specific constitutional provision to ensure
that federal elections would be held while at the same time allowing
States to render those elections meaningless by simply ensuring that
no candidate could be qualified for office. Given the Framers'
wariness over the potential for state abuse, we must conclude that
the specification of fixed qualifications in the constitutional text
was intended to prescribe uniform rules that would preclude
modification by either Congress or the States. Id.
h)
Similarly, we believe that state imposed qualifications, as much as
congressionally imposed qualifications, would undermine the second
critical idea recognized in Powell:
that an aspect of sovereignty is the right of the people to vote for
whom they wish. Id.
i)
Permitting individual States to formulate diverse qualifications for
their representatives would result in a patchwork of state
qualifications, undermining the uniformity and the national character
that the Framers envisioned and sought to ensure. Id.
j)
Petitioners do, however, contest the Arkansas Supreme Court's
conclusion that the Amendment has the same practical effect as an
absolute bar. They argue that the possibility of a write in campaign
creates a real possibility for victory, especially for an entrenched
incumbent. One may reasonably question the merits of that contention.
Indeed, we are advised by the state court that there is nothing more
than a faint glimmer of possibility that the excluded candidate will
win. Our prior cases, too, have suggested that write in candidates
have only a slight chance of victory. But even if petitioners are
correct that incumbents may occasionally win reelection as write in
candidates, there is no denying that the ballot restrictions will
make it significantly more difficult for the barred candidate to win
the election. In our view, an amendment with the avowed purpose and
obvious effect of evading the requirements of the Qualifications
Clauses by handicapping a class of candidates cannot stand. To argue
otherwise is to suggest that the Framers spent significant time and
energy in debating and crafting Clauses that could be easily evaded.
More importantly, allowing States to evade the Qualifications Clauses
by "dress[ing] eligibility to stand for Congress in ballot
access clothing" trivializes the basic principles of our
democracy that underlie those Clauses. Petitioners' argument treats
the Qualifications Clauses not as the embodiment of a grand
principle, but rather as empty formalism. " `It is inconceivable
that guaranties embedded in the Constitution of the United States may
thus be manipulated out of existence.' "Gomillion
v. Lightfoot,
364
U.S. 339,
345 (1960), quoting Frost
& Frost Trucking Co.
v. Railroad
Comm'n of California,
271
U.S. 583,
594 (1926). Id.
V.
Claims for relief
12. Plaintiff seeks
declaratory relief pursuant to KRS 418.040. Plaintiff seeks a
judicial determination declaring that to the extent that KRS 118.405
prevents a Kentucky citizen such as Sen. Rand Paul from having his
name printed twice on the same ballot for two elected offices, in
either a primary or general election, as long as at least one of the
offices is a federal elected office, the state statute is
unconstitutional.
13. Plaintiff seeks
a judicial determination declaring that KRS 118.405
is unconstitutional because it prevents him from voting for Rand Paul
for re-election to the U.S. Senate and for President on the same
Kentucky ballot on November 8, 2016, and KRS 118.405 and Defendant
Grimes are preventing him from doing so. Plaintiff wants to do so
because he feels that Rand Paul would make a less terrible President
than Hillary Clinton, who is all too likely to be the Democratic
Party's nominee for President on that date. Plaintiff feels that as
President and Commander-In-Chief of the U.S. Armed Forces and CIA,
Ms. Clinton would be more likely to commit war crimes overseas than
Sen. Paul would be if he were President.
14. Plaintiff seeks
injunctive relief to require the Defendant, in her official capacity
as Kentucky's chief election officer, to amend the pertinent official
state web sites and to publicize widely her intention to allow and
enable Kentucky citizens to place
their names on the ballot for two elected offices, in the same
primary or general election, as long as at least one of the offices
is a federal elected office, starting in the year 2016 and extending
in effect thereafter.
15. Plaintiff fully
expects that if KRS 118.405 is
declared unconstitutional in its present form, the logjam in the
General Assembly will be broken and the statute will be amended early
in 2016 to remove any conflict between state law and the
Constitution.
VI. Prayer
for relief
16. Plaintiff
requests that the court issue an Opinion and Order consistent with
Paragraphs 12 to 15 above.
17. Plaintiff has
previously filed cases in this district.
18. Plaintiff requests an oral argument even though he
is not an attorney.
Respectfully
submitted,
Geoffrey M. Young,
Plaintiff, pro se
454
Kimberly Place
Lexington,
KY 40503
telephone
number: (859) 278-4966
email
address: energetic@windstream.net
Certificate of Service
I, Geoffrey M.
Young, hereby certify that I have mailed a copy of this Amended
Complaint to the Clerk of the Franklin County Circuit Court at the
following address and to the following parties on this 7th
day of March, 2015:
Sally Jump, Clerk
Franklin County
Circuit Court
222 St. Clair
Street
Frankfort, KY
40601
Lynn Sowards
Zellen, Esq.
Office
of the Secretary of State
700 Capital Avenue, Suite 152
Frankfort, KY 40601
700 Capital Avenue, Suite 152
Frankfort, KY 40601
John
W. Hampton
Kentucky Board of
Elections
140 Walnut
Street
Frankfort, Kentucky 40601
Frankfort, Kentucky 40601
George
Russell
Kentucky
Board of Elections
140 Walnut Street
Frankfort, Kentucky 40601
140 Walnut Street
Frankfort, Kentucky 40601
Signed,
Geoffrey M. Young, pro se
454 Kimberly Place
Lexington, KY 40503
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